| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2024-11-22 | - |
| Rep | Dealing in securities | 2024-11-22 | - | |
| CAIIS Limited | Rep | Advising on securities | 2014-07-30 | 2018-02-01 |
| Rep | Dealing in securities | 2014-07-30 | 2018-02-01 | |
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2011-11-01 | 2012-08-02 |
| Rep | Asset management | 2011-11-01 | 2012-08-02 | |
| Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2009-12-11 | 2011-06-13 |
| Rep | Dealing in securities | 2009-12-11 | 2011-06-13 |
No HKMA registrations in the collected records.