Personnel Hong Kong SFC License Details (ID 129070)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2013-02-04	2013-04-01
	Rep	Asset management	2013-02-04	2013-04-01
	Rep	Dealing in securities	2013-02-04	2013-04-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2010-03-10	2010-07-03
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-12-14	2010-07-03