Personnel Hong Kong SFC License Details (ID 129113)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2017-07-31	-
	Rep	Dealing in securities	2017-07-31	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2017-02-20	2017-04-21
	Rep	Advising on securities	2014-03-03	2017-04-21
	Rep	Dealing in securities	2014-03-03	2017-04-21
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-01-04	2011-05-20
	Rep	Dealing in securities	2010-01-04	2011-05-20