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Griffiths, Simon David (SFC:AUK078) Hong Kong SFC License Details (ID 129114)
Griffiths, Simon David (SFC:AUK078)
SFC ID:
AUK078
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
EQT PARTNERS ASIA LIMITED
Rep
Dealing in securities
2011-06-20
2014-01-10
Rep
Advising on securities
2010-07-06
2014-01-10
RO
Advising on securities
2010-03-26
2010-07-06