Personnel Hong Kong SFC License Details (ID 129119)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capstone Financial (HK) Limited	RO	Dealing in securities	2018-03-20	2020-05-07
	RO	Asset management	2018-03-20	2021-08-03
	Rep	Asset management	2015-03-13	2018-03-20
	Rep	Dealing in securities	2015-03-13	2018-03-20
	RO	Advising on securities	2010-03-12	2021-08-03