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Personnel Hong Kong SFC License Details (ID 129121)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Capstone Financial (HK) Limited
RO
Asset management
2015-05-15
2021-08-03
RO
Dealing in securities
2015-04-10
2020-05-07
RO
Advising on securities
2010-03-12
2021-08-03