Personnel Hong Kong SFC License Details (ID 129123)

Personnel Hong Kong SFC License Details (ID 129123)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huaxin Futures Limited	Rep	Dealing in futures contracts	2017-09-11	2019-07-08
Seazen Resources Futures Limited	Rep	Dealing in futures contracts	2017-04-26	2017-07-16
Seazen Resources Securities Limited	Rep	Dealing in securities	2017-04-26	2017-07-16
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-08-30	2017-01-05
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-08-30	2017-01-05
Open Securities Limited	Rep	Dealing in futures contracts	2012-06-26	2013-04-12
	Rep	Dealing in securities	2012-06-26	2013-04-12
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-04-27	2011-07-08
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-04-27	2011-07-08
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2010-12-08	2011-03-04
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-12-29	2010-06-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-29	2010-06-12