Personnel Hong Kong SFC License Details (ID 129135)

Personnel Hong Kong SFC License Details (ID 129135)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COMGEST FAR EAST LIMITED	RO	Advising on securities	2020-07-24	-
	RO	Asset management	2020-07-24	2025-11-03
	RO	Dealing in securities	2020-07-24	2025-11-03
	Rep	Dealing in securities	2015-10-08	2020-07-24
	Rep	Advising on securities	2011-08-01	2020-07-24
	Rep	Asset management	2011-08-01	2020-07-24
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-01-11	2011-06-20
	Rep	Advising on securities	2010-01-11	2011-06-20
	Rep	Dealing in securities	2010-01-11	2011-06-20
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-01-11	2011-06-20
	Rep	Advising on securities	2010-01-11	2011-06-20
	Rep	Dealing in securities	2010-01-11	2011-06-20