Webb-site Legacy

Baldwin, Tristan James

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Liquidnet Asia Limited	RO	Providing automated trading services	2017-08-17	-
	RO	Dealing in securities	2017-08-17	-
	Rep	Providing automated trading services	2017-06-29	2017-08-17
	Rep	Dealing in securities	2017-06-29	2017-08-17
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2010-01-11	2010-02-11
	Rep	Dealing in securities	2010-01-11	2010-02-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.