Lam, Doris Yuen Yee 林婉儀

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blackhorn Wealth Management Limited	Rep	Advising on securities	2024-07-08	-
	Rep	Asset management	2024-07-08	-
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2014-05-02	2021-03-08
	Rep	Dealing in securities	2014-05-02	2021-03-08
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-01-11	2010-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blackhorn Wealth Management Limited	Rep	Advising on securities	2024-07-08	-
	Rep	Asset management	2024-07-08	-
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2014-05-02	2021-03-08
	Rep	Dealing in securities	2014-05-02	2021-03-08
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-01-11	2010-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.