Personnel Hong Kong SFC License Details (ID 129201)

Personnel Hong Kong SFC License Details (ID 129201)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CONFLUENT CAPITAL LIMITED	RO	Advising on securities	2020-08-13	2020-10-23
	RO	Asset management	2020-08-13	2020-10-23
SILVER NILE GLOBAL INVESTMENTS LIMITED	RO	Advising on securities	2020-03-23	2020-08-03
	RO	Asset management	2020-03-23	2020-08-03
	RO	Dealing in securities	2020-03-23	2020-08-03
	Rep	Advising on securities	2020-02-11	2020-03-23
	Rep	Asset management	2020-02-11	2020-03-23
	Rep	Dealing in securities	2020-02-11	2020-03-23
DigitalBridge Management Asia Limited	RO	Advising on securities	2010-07-20	2018-03-26
	RO	Asset management	2010-07-20	2018-03-26
	RO	Dealing in securities	2010-07-20	2018-03-26