| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| WealthTac Global Asset Management Limited | RO | Advising on securities | 2024-04-30 | - |
| RO | Asset management | 2024-04-30 | - | |
| Mason Securities Limited | Rep | Advising on securities | 2022-11-02 | 2022-11-17 |
| Rep | Asset management | 2022-11-02 | 2022-11-17 | |
| Rep | Dealing in securities | 2022-11-02 | 2022-11-17 | |
| HARRIS FRASER (INTERNATIONAL) LIMITED | RO | Dealing in securities | 2022-07-21 | 2022-11-17 |
| RO | Advising on securities | 2022-03-07 | 2022-11-17 | |
| RO | Asset management | 2022-03-07 | 2022-11-17 | |
| Rep | Advising on securities | 2019-05-06 | 2022-03-07 | |
| Rep | Asset management | 2019-05-06 | 2022-03-07 | |
| Rep | Dealing in securities | 2019-05-06 | 2022-07-21 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-01-21 | 2010-07-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-01-21 | 2010-07-01 |
| Rep | Leveraged foreign exchange trading | 2010-01-21 | 2010-07-01 |