Personnel Hong Kong SFC License Details (ID 129248)

Personnel Hong Kong SFC License Details (ID 129248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-10-24	2019-11-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-10-24	2019-11-01
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-05-20	2019-05-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-20	2019-05-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-01-24	2019-02-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-01-24	2019-02-01
Halbis Capital Management (Hong Kong) Limited	Rep	Dealing in securities	2010-01-26	2010-02-25
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2010-01-26	2010-02-25
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-01-26	2010-02-25