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Personnel Hong Kong SFC License Details (ID 129279)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GUOTAI JUNAN CAPITAL LIMITED
Rep
Advising on corporate finance
2012-07-19
2021-05-11
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED
Rep
Advising on securities
2010-03-19
2011-08-08