Personnel Hong Kong SFC License Details (ID 129283)

Personnel Hong Kong SFC License Details (ID 129283)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNY Mellon Investment Management Hong Kong Limited	RO	Advising on securities	2022-09-27	-
	RO	Asset management	2022-09-27	-
	RO	Dealing in securities	2022-09-27	-
	Rep	Advising on securities	2019-08-07	2022-09-27
	Rep	Asset management	2019-08-07	2022-09-27
	Rep	Dealing in securities	2019-08-07	2022-09-27
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2018-08-07	2019-07-20
	Rep	Asset management	2018-08-07	2019-07-20
	Rep	Dealing in securities	2018-08-07	2019-07-20
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2010-02-03	2010-08-30