Lo, Sin Au 盧倩鷗

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2016-06-01	2019-06-12
	Rep	Dealing in securities	2016-06-01	2019-06-12
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-11-04	2016-05-26
	Rep	Dealing in securities	2014-11-04	2016-05-26
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2010-02-09	2010-04-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2016-06-01	2019-06-12
	Rep	Dealing in securities	2016-06-01	2019-06-12
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-11-04	2016-05-26
	Rep	Dealing in securities	2014-11-04	2016-05-26
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2010-02-09	2010-04-29