Personnel Hong Kong SFC License Details (ID 129309)

Personnel Hong Kong SFC License Details (ID 129309)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEA Union Investment Management Limited	Rep	Advising on securities	2022-10-12	2025-02-19
	Rep	Dealing in securities	2022-10-12	2025-02-19
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2022-05-18	2022-10-01
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2020-06-18	2022-10-01
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2020-05-21	2022-10-01
PAOCHU INVESTMENT ADVISORY LIMITED	Rep	Advising on securities	2018-05-29	2020-03-27
	Rep	Asset management	2018-05-29	2020-03-27
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2015-07-17	2017-08-16
	Rep	Asset management	2015-07-17	2017-08-16
	Rep	Dealing in securities	2015-07-17	2017-08-16
Success Futures and Foreign Exchange Limited	Rep	Leveraged foreign exchange trading	2010-02-08	2010-03-01