| AP Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2025-03-19 | - |
| RO | Advising on securities | 2025-03-19 | - |
| RO | Asset management | 2025-03-19 | - |
| RO | Dealing in futures contracts | 2025-03-19 | - |
| RO | Dealing in securities | 2025-03-19 | - |
| Rep | Advising on futures contracts | 2025-02-27 | 2025-03-19 |
| Rep | Advising on securities | 2025-02-27 | 2025-03-19 |
| Rep | Asset management | 2025-02-27 | 2025-03-19 |
| Rep | Dealing in futures contracts | 2025-02-27 | 2025-03-19 |
| Rep | Dealing in securities | 2025-02-27 | 2025-03-19 |
| FINE SECURITIES LIMITED | RO | Advising on securities | 2024-01-08 | 2025-01-13 |
| RO | Asset management | 2024-01-08 | 2025-01-13 |
| RO | Dealing in securities | 2024-01-08 | 2025-01-13 |
| Beevest Fortune Asset Management Limited | RO | Advising on securities | 2023-09-11 | 2024-01-01 |
| RO | Asset management | 2023-09-11 | 2024-01-01 |
| Beevest Securities Limited | RO | Advising on securities | 2023-09-11 | 2024-01-01 |
| RO | Dealing in futures contracts | 2023-09-11 | 2024-01-01 |
| RO | Dealing in securities | 2023-09-11 | 2024-01-01 |
| Beevest Fortune Asset Management Limited | Rep | Advising on securities | 2023-09-04 | 2023-09-11 |
| Rep | Asset management | 2023-09-04 | 2023-09-11 |
| Beevest Securities Limited | Rep | Advising on securities | 2023-09-04 | 2023-09-11 |
| Rep | Dealing in futures contracts | 2023-09-04 | 2023-09-11 |
| Rep | Dealing in securities | 2023-09-04 | 2023-09-11 |
| Silk Road International Capital Limited | RO | Advising on securities | 2022-11-29 | 2023-06-17 |
| RO | Asset management | 2022-11-29 | 2023-06-17 |
| Rep | Advising on securities | 2022-11-08 | 2022-11-29 |
| Rep | Asset management | 2022-11-08 | 2022-11-29 |
| SILVER GRANT INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2022-06-17 | 2022-10-06 |
| RO | Asset management | 2022-06-17 | 2022-10-06 |
| Yunrui Asset Management Limited | RO | Advising on securities | 2021-08-17 | 2021-11-09 |
| RO | Asset management | 2021-08-17 | 2021-11-09 |
| Yunrui Securities Limited | RO | Dealing in securities | 2021-08-17 | 2021-11-09 |
| Hope Securities Limited (HK) | RO | Advising on futures contracts | 2019-11-28 | 2021-07-31 |
| RO | Advising on securities | 2019-11-28 | 2021-07-31 |
| RO | Asset management | 2019-11-28 | 2021-07-31 |
| RO | Dealing in futures contracts | 2019-11-28 | 2021-07-31 |
| RO | Dealing in securities | 2019-07-08 | 2021-07-31 |
| Lee Kee Store Company Limited | RO | Advising on futures contracts | 2018-04-03 | 2019-02-21 |
| RO | Dealing in futures contracts | 2018-04-03 | 2019-02-21 |
| Rep | Advising on futures contracts | 2018-01-30 | 2018-04-03 |
| Rep | Dealing in futures contracts | 2018-01-30 | 2018-04-03 |
| YUANTA FUTURES (HK) CO., LIMITED | RO | Advising on futures contracts | 2017-04-05 | 2018-01-15 |
| RO | Dealing in futures contracts | 2017-04-05 | 2018-01-15 |
| Rep | Advising on futures contracts | 2017-02-24 | 2017-04-05 |
| Rep | Dealing in futures contracts | 2017-02-24 | 2017-04-05 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-06-14 | 2017-02-01 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-06-14 | 2017-02-01 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2015-09-15 | 2017-02-01 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-07-23 | 2017-02-01 |
| Rep | Dealing in securities | 2015-07-23 | 2017-02-01 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-29 | 2015-06-22 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-05-21 | 2015-06-22 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-01-09 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-01-09 | 2015-06-22 |
| Rifa Futures Limited | Rep | Dealing in futures contracts | 2011-04-18 | 2011-06-20 |
| Rifa Securities Limited | Rep | Dealing in securities | 2011-04-18 | 2011-06-20 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-08-09 | 2011-04-06 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-10 | 2011-04-06 |