Personnel Hong Kong SFC License Details (ID 129336)

Personnel Hong Kong SFC License Details (ID 129336)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2020-10-12	2025-05-14
	RO	Dealing in securities	2020-10-12	2025-05-14
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2020-10-12	2025-05-14
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-06-29	2020-10-12
	Rep	Dealing in securities	2016-06-29	2020-10-12
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-06-29	2020-10-12
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2013-04-11	2015-12-17
	Rep	Dealing in securities	2013-04-11	2015-12-17
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2010-02-17	2011-02-23
	Rep	Dealing in securities	2010-02-17	2011-02-23