| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Jone Portman Limited | RO | Dealing in futures contracts | 2023-04-19 | 2024-06-05 |
| RO | Advising on futures contracts | 2023-04-19 | 2026-08-21 | |
| RO | Advising on securities | 2021-05-20 | - | |
| RO | Asset management | 2021-05-20 | - | |
| RO | Dealing in securities | 2021-05-20 | 2024-06-05 | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2019-12-09 | 2020-01-24 |
| KGI Asset Management Limited | Rep | Asset management | 2019-12-09 | 2020-01-24 |
| YICKO SECURITIES LIMITED | Rep | Advising on securities | 2018-01-25 | 2018-02-26 |
| Rep | Dealing in securities | 2018-01-25 | 2018-02-26 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-02-17 | 2010-09-29 |
| Emperor Wealth Management Limited | Rep | Dealing in securities | 2010-02-17 | 2010-09-29 |
No HKMA registrations in the collected records.