Personnel Hong Kong SFC License Details (ID 129361)

Personnel Hong Kong SFC License Details (ID 129361)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Future World Securities Investment Limited	RO	Advising on securities	2022-08-18	2026-07-31
	RO	Dealing in securities	2022-08-18	2026-07-31
	Rep	Advising on securities	2022-07-26	2022-08-18
	Rep	Dealing in securities	2022-07-26	2022-08-18
Po Tai Securities (Hong Kong) Limited	RO	Advising on securities	2022-01-05	2022-06-21
	RO	Dealing in securities	2022-01-05	2022-06-21
CES Capital International (Hong Kong) Co., Limited	Rep	Advising on futures contracts	2018-05-31	2021-09-15
	Rep	Advising on securities	2018-05-31	2021-09-15
	Rep	Asset management	2018-05-31	2021-09-15
	Rep	Dealing in futures contracts	2018-05-31	2021-09-15
	Rep	Dealing in securities	2018-05-31	2021-09-15
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2010-12-31	2011-03-04
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2010-12-31	2011-03-04
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2010-11-03	2010-12-15
	Rep	Dealing in securities	2010-11-03	2010-12-15
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-09-21	2010-10-24
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-03-22	2010-10-24