Personnel Hong Kong SFC License Details (ID 129370)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-09-28	2018-10-04
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2016-02-29	2016-03-01
	Rep	Advising on securities	2013-06-20	2013-06-24
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2011-03-09	2011-03-14
	Rep	Advising on securities	2010-03-08	2010-03-09