Personnel Hong Kong SFC License Details (ID 129384)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2017-06-06	2018-12-13
	Rep	Dealing in securities	2017-06-06	2018-12-13
JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	Advising on securities	2015-06-02	2017-05-26
	Rep	Dealing in securities	2015-06-02	2017-05-26
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-03-01	2010-09-01