Personnel Hong Kong SFC License Details (ID 12940251)

Personnel Hong Kong SFC License Details (ID 12940251)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PACAT Capital Management Limited	RO	Asset management	2023-10-17	2025-08-13
OLD PEAK LIMITED (HK)	RO	Advising on futures contracts	2017-12-13	2021-01-01
	RO	Advising on securities	2017-12-13	2021-01-01
	RO	Asset management	2017-12-13	2021-01-01
	Rep	Advising on futures contracts	2016-01-28	2017-12-13
	Rep	Advising on securities	2016-01-28	2017-12-13
	Rep	Asset management	2016-01-28	2017-12-13
GOLDMAN SACHS (ASIA) L.L.C.	RO	Asset management	2007-08-02	2013-12-31
	RO	Dealing in securities	2007-08-02	2013-12-31
	Rep	Asset management	2007-03-30	2007-08-02
	Rep	Dealing in securities	2007-03-30	2007-08-02