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Shum, William Wai Lam 沈慧林 Hong Kong SFC License Details (ID 129407)
Shum, William Wai Lam 沈慧林
SFC ID:
AUV735
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ICBC INTERNATIONAL CAPITAL LIMITED
Rep
Advising on corporate finance
2010-03-03
2010-06-25
Rep
Dealing in securities
2010-03-03
2010-06-25