Personnel Hong Kong SFC License Details (ID 129419)

Personnel Hong Kong SFC License Details (ID 129419)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on futures contracts	2018-08-08	2024-08-30
	RO	Advising on securities	2018-08-08	2024-08-30
	RO	Dealing in futures contracts	2018-08-08	2024-08-30
	RO	Dealing in securities	2018-08-08	2024-08-30
	Rep	Advising on futures contracts	2017-08-15	2018-08-08
	Rep	Advising on securities	2017-08-15	2018-08-08
	Rep	Dealing in futures contracts	2017-08-15	2018-08-08
	Rep	Dealing in securities	2017-08-15	2018-08-08
INSTINET PACIFIC LIMITED	RO	Advising on securities	2015-09-16	2017-08-14
	RO	Providing automated trading services	2015-09-16	2017-08-14
	RO	Dealing in securities	2015-09-16	2017-08-14
	Rep	Advising on securities	2015-08-03	2015-09-16
	Rep	Providing automated trading services	2015-08-03	2015-09-16
	Rep	Dealing in securities	2015-08-03	2015-09-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-03-08	2010-03-11
	Rep	Dealing in securities	2010-03-08	2010-03-11