Personnel Hong Kong SFC License Details (ID 129441)

Personnel Hong Kong SFC License Details (ID 129441)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Asset Management (Hong Kong) Limited	RO	Advising on securities	2024-12-19	-
	RO	Asset management	2024-12-19	-
	RO	Dealing in securities	2024-12-19	-
	Rep	Advising on securities	2023-12-11	2024-12-19
	Rep	Asset management	2023-12-11	2024-12-19
	Rep	Dealing in securities	2023-12-11	2024-12-19
Amundi Hong Kong Limited	Rep	Advising on securities	2020-02-21	2023-11-15
	Rep	Dealing in securities	2020-02-21	2023-11-15
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on securities	2018-04-27	2020-01-21
	Rep	Dealing in securities	2018-04-27	2020-01-21
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-10-19	2014-12-31
	Rep	Asset management	2012-10-19	2014-12-31
	Rep	Dealing in securities	2012-10-19	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2012-10-19	2015-11-19
	Rep	Advising on securities	2012-10-19	2018-04-02
	Rep	Dealing in securities	2012-10-19	2018-04-02
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2010-03-10	2010-04-08