Personnel Hong Kong SFC License Details (ID 129452)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2017-05-19	2022-01-28
	Rep	Dealing in securities	2017-05-19	2022-01-28
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-03-15	2010-06-22