Personnel Hong Kong SFC License Details (ID 129468)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2016-11-14	2017-05-12
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2012-03-05	2016-08-23
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2010-03-19	2011-06-29
	Rep	Dealing in securities	2010-03-19	2011-06-29