Personnel Hong Kong SFC License Details (ID 129471)

Personnel Hong Kong SFC License Details (ID 129471)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2026-07-20	2026-07-27
	Rep	Advising on securities	2026-03-27	2026-04-02
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2025-03-28	2025-04-03
	Rep	Advising on securities	2024-10-18	2024-10-25
	Rep	Advising on securities	2024-03-22	2024-03-27
	Rep	Advising on securities	2023-10-13	2023-10-19
	Rep	Advising on securities	2023-04-18	2023-04-21
	Rep	Advising on securities	2019-10-04	2019-10-08
	Rep	Advising on securities	2019-07-22	2019-07-27
	Rep	Advising on securities	2019-01-18	2019-01-26
	Rep	Advising on securities	2018-04-16	2018-04-20
	Rep	Advising on securities	2017-10-19	2017-10-27
	Rep	Advising on securities	2017-07-17	2017-07-21
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2010-03-15	2010-03-16