Personnel SFC Licences and HKMA Registrations (ID 129486)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2016-04-12	-
	Rep	Advising on securities	2016-03-14	2016-03-18
	Rep	Advising on securities	2011-10-07	2011-10-12
	Rep	Advising on securities	2010-03-25	2010-03-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.