Personnel Hong Kong SFC License Details (ID 129494)

Personnel Hong Kong SFC License Details (ID 129494)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Asset Management Limited	Rep	Asset management	2019-03-13	2019-06-06
CMB International Securities Limited	Rep	Advising on securities	2018-10-26	2019-06-06
	Rep	Dealing in securities	2018-10-26	2019-06-06
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2012-10-03	2014-07-07
	Rep	Asset management	2012-10-03	2014-07-07
	Rep	Dealing in securities	2012-10-03	2014-07-07
NNIP HONG KONG LIMITED	Rep	Advising on securities	2010-03-19	2011-08-31
	Rep	Asset management	2010-03-19	2011-08-31
	Rep	Dealing in securities	2010-03-19	2011-08-31