Sum, Ping Kong 沈炳港

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-26	2014-04-04
	Rep	Dealing in securities	2012-06-26	2014-04-04
	Rep	Leveraged foreign exchange trading	2012-06-26	2014-04-04
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2012-02-17	2014-04-04
	Rep	Dealing in securities	2012-02-17	2014-04-04
	Rep	Leveraged foreign exchange trading	2012-02-17	2014-04-04
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2010-03-17	2011-06-06
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2010-03-17	2011-06-06
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-03-17	2011-06-06

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-26	2014-04-04
	Rep	Dealing in securities	2012-06-26	2014-04-04
	Rep	Leveraged foreign exchange trading	2012-06-26	2014-04-04
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2012-02-17	2014-04-04
	Rep	Dealing in securities	2012-02-17	2014-04-04
	Rep	Leveraged foreign exchange trading	2012-02-17	2014-04-04
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2010-03-17	2011-06-06
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2010-03-17	2011-06-06
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-03-17	2011-06-06