Personnel Hong Kong SFC License Details (ID 129548)

Personnel Hong Kong SFC License Details (ID 129548)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VAST HARBOUR SECURITIES LIMITED	Rep	Dealing in securities	2025-07-03	-
ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED	Rep	Dealing in futures contracts	2022-03-18	2025-04-01
	Rep	Dealing in securities	2022-03-18	2025-04-01
Lego Securities Limited	Rep	Dealing in securities	2021-06-15	2022-02-26
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2021-03-15	2021-05-13
	Rep	Dealing in securities	2021-03-15	2021-05-13
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2018-03-15	2021-02-14
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2018-03-15	2021-02-14
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-11-16	2018-02-21
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-11-16	2018-02-21
Quam Securities Limited	Rep	Dealing in futures contracts	2011-12-06	2015-11-09
	Rep	Dealing in securities	2011-12-06	2015-11-09
Hong Kong Securities (International) Company Limited	Rep	Dealing in securities	2010-05-19	2011-06-30