| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-09-17 | 2011-02-11 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2010-09-17 | 2011-02-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-03-25 | 2010-08-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-25 | 2010-08-28 |