Personnel Hong Kong SFC License Details (ID 129562)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2018-03-26	2018-03-29
	Rep	Dealing in securities	2018-03-26	2018-03-29
	Rep	Advising on securities	2014-08-25	2017-12-12
	Rep	Dealing in securities	2014-08-25	2017-12-12
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2013-02-19	2014-05-24
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2010-04-01	2010-04-12