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Bass, Michael Peter Andrew
SFC ID:
AUZ060
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
RBC Capital Markets (Hong Kong) Limited
RO
Advising on securities
2010-09-09
2010-12-01
RO
Dealing in securities
2010-09-09
2010-12-01