Wu, Warren Charles 吳華倫

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-08-15	2025-09-29
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2014-06-23	2018-03-09
	Rep	Advising on securities	2014-06-23	2018-03-09
	Rep	Dealing in securities	2014-06-23	2018-03-09
	Rep	Advising on corporate finance	2012-01-13	2013-01-11
	Rep	Advising on securities	2012-01-13	2013-01-11
	Rep	Dealing in securities	2012-01-13	2013-01-11
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-03-31	2011-06-15
	Rep	Advising on securities	2010-03-31	2011-06-15
	Rep	Dealing in securities	2010-03-31	2011-06-15

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-08-15	2025-09-29
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2014-06-23	2018-03-09
	Rep	Advising on securities	2014-06-23	2018-03-09
	Rep	Dealing in securities	2014-06-23	2018-03-09
	Rep	Advising on corporate finance	2012-01-13	2013-01-11
	Rep	Advising on securities	2012-01-13	2013-01-11
	Rep	Dealing in securities	2012-01-13	2013-01-11
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-03-31	2011-06-15
	Rep	Advising on securities	2010-03-31	2011-06-15
	Rep	Dealing in securities	2010-03-31	2011-06-15