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Truelock, Mitchell Ray Hong Kong SFC License Details (ID 129607)
Truelock, Mitchell Ray
SFC ID:
AUZ666
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ROTH Capital Partners (Hong Kong) Limited
RO
Advising on corporate finance
2010-11-30
2013-09-10
RO
Dealing in securities
2010-11-30
2013-09-10