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Chen, Roger Guancheng 陳冠成 Hong Kong SFC License Details (ID 129627)
Chen, Roger Guancheng 陳冠成
SFC ID:
AVA035
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CARDINALASIA CONSULTING LIMITED
Rep
Advising on securities
2013-03-19
2016-03-31
Rep
Asset management
2013-03-19
2016-03-31
CITIC Securities Brokerage (HK) Limited
Rep
Dealing in securities
2010-04-12
2011-04-29