Personnel Hong Kong SFC License Details (ID 129651)

Personnel Hong Kong SFC License Details (ID 129651)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oreana Financial Services Limited	Rep	Advising on securities	2024-04-15	2025-09-16
	Rep	Asset management	2024-04-15	2025-09-16
	Rep	Dealing in securities	2024-04-15	2025-09-16
AS CAPITAL LIMITED	Rep	Dealing in securities	2022-01-27	2022-04-01
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2018-04-03	2021-02-28
	Rep	Dealing in securities	2018-04-03	2021-02-28
Parry International Trading Limited	Rep	Dealing in securities	2012-08-03	2013-11-07
	Rep	Dealing in securities	2011-06-03	2011-07-18
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2010-04-23	2010-11-30
	Rep	Dealing in securities	2010-04-23	2010-11-30