Personnel Hong Kong SFC License Details (ID 129660)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arta Corporate Advisory Limited	RO	Advising on corporate finance	2026-02-12	2026-09-12
	Rep	Advising on corporate finance	2024-11-04	2026-02-12
Arta Asset Management Limited	RO	Advising on securities	2024-08-23	-
	RO	Asset management	2024-08-23	-
	RO	Dealing in securities	2024-08-23	-
ARTA GLOBAL MARKETS LIMITED	RO	Advising on securities	2024-08-23	2025-12-17
	RO	Asset management	2024-08-23	2025-12-17
	RO	Dealing in securities	2024-08-23	2025-12-17
Avantua Capital Management Limited	RO	Advising on securities	2020-10-12	2024-08-23
	RO	Asset management	2020-10-12	2024-08-23
Kaisa Asset Management Limited	RO	Advising on securities	2020-07-10	2020-08-14
	RO	Asset management	2020-07-10	2020-08-14
Kaisa Financial Group Company Limited	Rep	Dealing in securities	2020-06-30	2020-08-14
Kaisa Asset Management Limited	Rep	Advising on securities	2017-05-29	2020-07-10
	Rep	Asset management	2017-05-29	2020-07-10
FULBRIGHT ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-07-19	2016-11-30
FULBRIGHT SECURITIES LIMITED	Rep	Advising on securities	2016-07-19	2016-11-30
	Rep	Dealing in securities	2016-07-19	2016-11-30
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2010-04-26	2010-12-15
	Rep	Dealing in securities	2010-04-26	2010-12-15