Personnel Hong Kong SFC License Details (ID 129721)

Personnel Hong Kong SFC License Details (ID 129721)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-12-01	2016-03-24
Quam Securities Limited	Rep	Asset management	2015-04-08	2015-09-01
	Rep	Dealing in securities	2015-02-27	2015-09-01
BRIGHT SMART FOREX LIMITED	Rep	Leveraged foreign exchange trading	2013-10-25	2014-03-20
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2013-10-25	2014-03-20
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-06-07	2011-09-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2010-06-07	2011-09-01