| LONGRUN FINANCIAL GROUP LIMITED | Rep | Advising on securities | 2026-05-08 | - |
| Rep | Dealing in securities | 2026-05-08 | - |
| RO | Advising on futures contracts | 2021-06-15 | - |
| RO | Dealing in futures contracts | 2021-06-15 | - |
| Rep | Dealing in futures contracts | 2021-06-11 | 2021-06-15 |
| ZHICHENG INTERNATIONAL FINANCIAL COMPANY LIMITED | RO | Dealing in futures contracts | 2019-09-03 | 2021-05-31 |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in securities | 2016-06-08 | 2019-06-14 |
| Rep | Dealing in futures contracts | 2016-05-03 | 2019-06-14 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2015-10-19 | 2016-04-06 |
| Rep | Dealing in futures contracts | 2013-03-19 | 2016-04-06 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-03-19 | 2016-04-06 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-06 | 2011-03-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-06 | 2011-03-28 |