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Chan, Tsz Lap (SFC:AVD702) 陳自立 SFC Licences and HKMA Registrations (ID 129747)
Chan, Tsz Lap (SFC:AVD702) 陳自立
SFC ID:
AVD702
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
JOY RICH SECURITIES INVESTMENT LIMITED
Rep
Dealing in securities
2017-08-28
-
CMBC SECURITIES COMPANY LIMITED
Rep
Dealing in securities
2010-06-08
2016-11-30
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.