| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Syfe Hong Kong Limited | RO | Advising on securities | 2025-04-08 | 2025-09-30 |
| RO | Asset management | 2025-04-08 | 2025-09-30 | |
| RO | Dealing in securities | 2025-04-08 | 2025-09-30 | |
| Rep | Advising on securities | 2023-04-11 | 2025-04-08 | |
| Rep | Asset management | 2023-04-11 | 2025-04-08 | |
| Rep | Dealing in securities | 2023-03-28 | 2025-04-08 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-05-15 | 2022-10-07 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2020-02-11 | 2022-10-07 |
| ONE FINANCIAL MARKETS ASIA LIMITED | Rep | Leveraged foreign exchange trading | 2017-07-17 | 2018-11-22 |
| GAIN CAPITAL - FOREX.COM HONG KONG LIMITED (TRADING AS FOREX.COM HONG KONG, FOREX.COM ASIA PACIFIC, GAIN CAPITAL FOREX) | Rep | Leveraged foreign exchange trading | 2015-02-04 | 2017-03-15 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-07 | 2010-06-16 |