Personnel Hong Kong SFC License Details (ID 129761)

Personnel Hong Kong SFC License Details (ID 129761)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Avenue Family Office Limited	Rep	Advising on securities	2021-12-10	2022-11-01
	Rep	Asset management	2021-12-10	2022-11-01
	Rep	Dealing in securities	2021-12-10	2022-11-01
CMB International Securities Limited	Rep	Advising on securities	2020-08-27	2020-11-25
	Rep	Dealing in securities	2020-08-27	2020-11-25
LAMTEX SECURITIES LIMITED	Rep	Advising on securities	2019-12-16	2020-07-15
	Rep	Asset management	2019-12-16	2020-07-15
	Rep	Dealing in securities	2019-12-16	2020-07-15
VMS Asset Management Limited	Rep	Asset management	2019-02-11	2019-07-14
VMS Securities Limited	Rep	Asset management	2018-03-12	2019-03-20
	Rep	Advising on securities	2018-03-12	2019-07-14
	Rep	Dealing in securities	2018-03-12	2019-07-14
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2010-05-17	2011-04-05