Personnel SFC Licences and HKMA Registrations (ID 129829)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2022-06-07	-
	Rep	Advising on securities	2022-06-07	-
	Rep	Dealing in securities	2022-06-07	-
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2019-11-01	2021-05-30
	Rep	Advising on corporate finance	2019-08-16	2019-11-01
	Rep	Dealing in securities	2019-08-16	2021-05-30
KINGSWAY CAPITAL LIMITED	RO	Advising on corporate finance	2018-01-19	2019-07-12
	Rep	Advising on corporate finance	2015-08-28	2018-01-19
	Rep	Dealing in securities	2015-08-28	2019-07-12
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2015-08-28	2019-07-12
Alliance Capital Partners Limited (HK)	Rep	Dealing in securities	2014-04-29	2015-08-07
	Rep	Advising on corporate finance	2014-03-13	2015-08-07
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2010-07-12	2011-04-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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