Personnel Hong Kong SFC License Details (ID 129835)

Personnel Hong Kong SFC License Details (ID 129835)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2021-12-01	-
	Rep	Dealing in securities	2021-12-01	-
M&G Investments (Hong Kong) Limited	Rep	Advising on securities	2019-11-07	2020-01-31
	Rep	Dealing in securities	2019-07-02	2020-01-31
Ninety One Hong Kong Limited	Rep	Advising on securities	2017-12-20	2019-06-14
	Rep	Asset management	2017-12-20	2019-06-14
	Rep	Dealing in securities	2017-12-20	2019-06-14
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Asset management	2014-07-10	2017-12-05
	Rep	Advising on securities	2012-01-10	2017-12-05
	Rep	Dealing in securities	2012-01-10	2017-12-05
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2010-06-08	2010-12-03
	Rep	Dealing in securities	2010-06-08	2010-12-03