Personnel Hong Kong SFC License Details (ID 129849)

Personnel Hong Kong SFC License Details (ID 129849)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2026-06-22	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-06-22	-
Solo Asset Management Limited	Rep	Advising on securities	2019-08-21	2024-09-12
	Rep	Asset management	2019-08-21	2024-09-12
Solo Securities Limited	Rep	Dealing in securities	2019-08-21	2024-09-12
Open Securities Limited	Rep	Advising on securities	2018-08-28	2018-11-20
	Rep	Dealing in futures contracts	2018-08-28	2018-11-20
	Rep	Dealing in securities	2018-08-28	2018-11-20
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-13	2017-08-31
	Rep	Dealing in securities	2016-12-13	2017-02-12
IBTS ASIA (HK) LIMITED	Rep	Dealing in securities	2010-06-09	2011-01-31